Job Information
Deloitte Associate Analyst, Independence Compliance in Stamford, Connecticut
Are you someone who is detail oriented, a critical thinker, and has strong interpersonal skills? Do you enjoy working with professionals to answer their questions? We are seeking an Associate Compliance Analyst who will be responsible for maintaining the entity data in our internal personal independence compliance system and assisting professionals with adding new entities to the system. The ideal candidate will be a problem solver, have knowledge of various financial instruments/markets, have a background or interest in compliance and will strive to provide exceptional quality and superior customer service.
Recruiting for this role ends on January 31st, 2025.
Work You'll Do
Gain a robust knowledge of Deloitte Policies to provide guidance to professionals resolve customer inquiries, evaluate risk, and determine permissibility of financial relationships
Assist with the resolution of issues that arise with the processes, system, or internal customers
Search websites for information about corporate entities and types of products they offer
Research new financial products and clearly articulate to management to determine how to monitor these products in the system
Develop a comprehensive understanding of internal processes and procedures for the department
The successful candidate will:
Possess excellent verbal and written business communication skills
Demonstrate data analysis skills and attention to detail
Be a self-starter, show good judgement and be adaptable to changes in the work environment/rules/directions
Work effectively both independently, and as part of a team, in a dynamic work environment
Have an interest in developing knowledge of financial products and independence policies
Acknowledge that occasional overtime may be required during peak periods
The team Risk & Brand Protection (R&BP) At Deloitte, we are stewards of reputation - ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Independence & Conflicts Network
The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. Independence requirements are defined by specific sets of policies, externals rules and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is essential to the business and reputation of Deloitte. This position offers a dynamic work environment which is driven by the changing financial instruments and the need for responsiveness to regulatory change. The Associate Analyst will be expected to gain a solid understanding of financial relationships and corporate entities. They will work with other departments within the Independence, Ethics, & Compliance organization, end users (Deloitte professionals with independence requirements) and other Deloitte network organization firms.
Qualifications Required:
BA/BS degree
0-2 Years of experience of relevant work experience in a large corporate or professional services firm
Proficiency with Microsoft Excel, PowerPoint, and Word
Basic understanding of securities and various financial relationships (stocks, bonds, mutual funds, ETFs, etc.)
Willing to work in person in our Stamford, CT office as required (presently two days each week but may be subject to change)
Limited immigration sponsorship may be available
Information for applicants with a need for accommodation: https://www2.deloitte.com/us/en/pages/careers/articles/join-deloitte-assistance-for-disabled-applicants.html
The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $40,600-$83,500.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.