Job Information
Citigroup Senior Auditor I - C12 - Mumbai in Mumbai, India
The Senior Auditor in Legal and Compliance Validations U.S. is an intermediate level role responsible for performing regulatory issue validation with coverage over the second line of defense. The overall objective is to utilize subject matter expertise to contribute to the regulatory issue validation process.
Responsibilities:
Perform regulatory issue validation, drafting work papers, presenting issues to the business, and discussing practical solutions
Complete assigned validations within budgeted timeframes, and budgeted costs
Contribute to the development of audit processes improvements, including the development of automated routines
Apply internal audit standards, policies, and regulations to provide timely audit assurance
Develop effective line management relationships to ensure strong understanding of the business
Has the ability to operate with a limited level of direct supervision.
Can exercise independence of judgement and autonomy.
Acts as SME to senior stakeholders and /or other team members.
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Qualifications:
5-8 years of relevant internal audit experience
Experience validating regulatory or audit issues
Audit experience is preferrable in Legal & Compliance, AML, Markets, or Services
Effective verbal and written communication and negotiation skills
Subject matter expertise regarding audit technology’s application
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Education:
- Bachelor’s/University degree or equivalent experience
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
Job Family Group:
Internal Audit
Job Family:
Audit
Time Type:
Full time
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Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.