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Job Information
Citigroup Vice President - Compliance Monitoring in Gurgaon, India
Serves as the Compliance Independent Assessment - Compliance Monitoring resource for Independent Compliance Risk Management (ICRM) and provides compliance oversight for US Personal Banking Compliance Independent Assessment - Compliance Monitoring program related matters. Responsible for assisting with internal strategies, policies, procedures, processes, and programs to ensure risk levels stay within the firm's risk appetite. This individual will support US Personal Banking organization and will be responsible for preparing the consolidated Monitoring Plan, coordinate refresh of the Monitoring Plan, execute Monitoring and track the progress of the Plan execution, facilitating the reporting of thematic and emerging risks which may drive updates to compliance risk assessments and preparing reports for the Governance Forums.
Key activities include :
Coordinating the US Personal Banking Compliance Monitoring program across the Compliance Monitoring lifecycle
Partnering with Monitoring Program leads, Product Compliance officers and dedicated monitoring team on a coordinated approach to the planning process which will utilize risk assessment output
Providing assistance in implementation and socialization of methodology and systems related changes with respective teams.
Performing quarterly execution of ICRM monitoring routines
Facilitating monitoring governance forums
Providing oversight and guidance over the assessment of issues and driving effective resolution
Working collaboratively with stakeholders to ensure timely response to Quality Assurance, Internal/External Audit and Exam requests
Preparing presentation material for Business Risk and Control Committee meetings
Additional duties as assigned
- Additional Job Description
Required:
Bachelor’s degree; experience in audit, compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements
Preferred: MBA or JD a plus
Experience
- 8 - 13 years of experience
Required:
Highly motivated, strong attention to detail, team oriented, organized
Strong communication and strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Knowledge of Compliance laws, rules, regulations, risks and appropriate controls
Experience in the design and implementation of Compliance programs
Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques; structure potential solutions; drive to resolution with senior stakeholders
Experience with and previous exposure to internal or external control functions
Strong track record of effectively assessing and managing competing priorities
Comfort navigating complex, highly matrixed organizations
Must be a self-starter, flexible, innovative and adaptive
Advanced analytical skills
Ability to both work independently and collaborate with team members
Excellent project management and organizational skills
Proficient in MS Office applications (Excel, Word, PowerPoint)
Ability to work effectively with cross-functional partners to identify situations/issues, craft feasible and practical solutions, and drive implementation and sustainability.
Ability to navigate a complex organization, influence without direct authority, and drive change.
Preferred:
Knowledge of compliance monitoring/testing methodologies.
Knowledge of US consumer laws and regulations.
Job Family Group:
Compliance and Control
Job Family:
Testing
Time Type:
Full time
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
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Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.